Institute for Systems Research

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    Dynamics of Neural Responses in Ferret Primary Auditory Cortex: I. Spectro-Temporal Response Field Characterization by Dynamic Ripple Spectra
    (1999) Depireux, Didier A.; Simon, J.Z.; Klein, David J.; Shamma, S.A.; ISR; CAAR
    To understand the neural representation of broadband, dynamic sounds in Primary Auditory Cortex (AI), we characterize responses using the Spectro-Temporal Response Field (STRF). The STRF describes and predicts the linear response of neurons to sounds with rich spectro-temporal envelopes. It is calculated here from the responses to elementary "ripples," a family of sounds with drifting, sinusoidal, spectral envelopes--the complex spectro-temporal envelope of any broadband, dynamic sound can expressed as the linear sum of individual ripples.

    The collection of responses to all elementary ripples is the spectro-temporal transfer function. Previous experiments using ripples with downward drifting spectra suggested that the transfer function is separable, i.e., it is reducible into a product of purely temporal and purely spectral functions.

    Here we compare the responses to upward and downward drifting ripples, assuming separability within each direction, to determine if the total bi-directional transfer function is fully separable. In general, the combined transfer function for two directions is not symmetric, and hence units in AI are not, in general, fully separable. Consequently, many AI units have complex response properties such as sensitivity to direction of motion, though most inseparable units are not strongly directionally selective.

    We show that for most neurons the lack of full separability stems from differences between the upward and downward spectral cross-sections, not from the temporal cross-sections; this places strong constraints on the neural inputs of these AI units.

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    Robust Spectro-Temporal Reverse Correlation for the Auditory System: Optimizing Stimulus Design
    (1999) Klein, David J.; Depireux, Didier A.; Simon, J.Z.; Shamma, S.A.; ISR; CAAR
    The spectro-temporal receptive field (STRF) is a functionaldescriptor of the linear processing of time-varying acoustic spectra by theauditory system. By cross-correlating sustained neuronal activity with the"dynamic spectrum" of a spectro-temporally rich stimulus ensemble, oneobtains an estimate of the STRF.

    In this paper, the relationship betweenthe spectro-temporal structure of any given stimulus and the quality ofthe STRF estimate is explored and exploited. Invoking the Fouriertheorem, arbitrary dynamic spectra are described as sums of basicsinusoidal components, i.e., "moving ripples." Accurate estimation isfound to be especially reliant on the prominence of components whosespectral and temporal characteristics are of relevance to the auditorylocus under study, and is sensitive to the phase relationships betweencomponents with identical temporal signatures.

    These and otherobservations have guided the development and use of stimuli withdeterministic dynamic spectra composed of the superposition of many"temporally orthogonal" moving ripples having a restricted, relevant rangeof spectral scales and temporal rates.

    The method, termedsum-of-ripples, is similar in spirit to the "white-noise approach," butenjoys the same practical advantages--which equate to faster and moreaccurate estimation--attributable to the time-domain sum-of-sinusoidsmethod previously employed in vision research. Application of the methodis exemplified with both modeled data and experimental data from ferretprimary auditory cortex (AI).

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    Analysis of Dynamic Spectra in Ferret Primary Auditory Cortex: II. Prediction of, Unit Responses to Arbitrary Dynamic Spectra
    (1995) Kowalski, Nina; Depireux, Didier A.; Shamma, S.A.; ISR
    Responses of single units and unit clusters were recorded in the ferret primary auditory cortex (AI) using broadband complex dynamic spectra. Previous work (Kowalski et al 1995) demonstrated that simpler spectra consisting of single moving ripples (i.e., sinusoidally modulated spectral profiles that travel at a constant velocity along the logarithmic frequency axis) could be used effectively to characterize the response fields and transfer functions of AI cells. An arbitrary complex dynamic spectral profile can be thought of conceptually as being composed of a weighted sum of moving ripple spectra. Such a decomposition can be computed from a two-dimensional spectro- temporal Fourier transform of the dynamic spectral profile with moving ripples as the basis function. Therefore, if AI units were essentially linear satisfying the superposition principle, then their responses to arbitrary dynamic spectra could be predicted from the responses to single moving ripples, i.e., from the units response fields and transfer functions. This conjecture was tested and confirmed with data from 293 combinations of moving ripples, involving complex spectra composed of up to 15 moving ripples of different ripple frequencies and velocities. For each case, response predictions based on the unit transfer functions were compared to measured responses. The correlation between predicted and measured responses was found to be consistently high (84% with rho > 0.6). The distribution of response parameters suggest that AI cells may encode the profile of a dynamic spectrum by performing a multiscale spectro-temporal decomposition of the dynamic spectral profile in a largely linear manner.

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    Analysis of Dynamic Spectra in Ferret Primary Auditory Cortex: I. Characteristics of Single Unit Responses to Moving Ripple Spectra
    (1995) Kowalski, Nina; Depireux, Didier A.; Shamma, S.A.; ISR
    Auditory stimuli referred to as moving ripples are used to characterize the responses of both single and multiple units in the ferret primary auditory cortex (AI). Moving ripples are broadband complex sounds with sinusoidal spectral profiles that drift along the tonotopic axis at a constant velocity. Neuronal responses to moving ripples are locked to the phase of the ripple, i.e., they exhibit the same periodicity as that of the moving ripple profile. Neural responses are characterized as a function of ripple velocity (temporal property) and ripple frequency (spectral property). Transfer functions describing the response to these temporal and spectral modulations are constructed. Temporal transfer functions are inverse Fourier transformed to obtain impulse response functions that reflect the cell's temporal characteristics. Ripple transfer functions are inverse Fourier transformed to obtain the response field, characterizing the cell's response area along the tonotopic axis. These operations assume linearity in the cell's response to moving ripples. Separability of the temporal and ripple transfer functions is established by comparing transfer functions across different test parameters. Response fields measured with either stationary ripples or moving ripples are shown to be similar. Separability implies that the neuron can be modeled as processing spatio-temporal information in two distinct stages. The assumption of linearity implies that each of these stages is a linear operation.

    The ripples parameters that characterize cortical cells are distributed somewhat evenly, with the characteristic ripple frequencies ranging from 0.2 to over 2 cycles/octave and the characteristic angular frequency typically ranging from 2 to 20 Hz. Many responses exhibit periodicities not found in the spectral envelope of the stimulus. These periodicities are of two types. Slow rebounds with a period of about 150 ms appear with various strengths in about 30 % of the cells. Fast regular firings, with interspike intervals of the order of 10 ms are much less common and may reflect the ability of certain cells to follow the fine structure of the stimulus.

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    Ripple Analysis in Ferret Primary Auditory Cortex. II. Topographic and Columnar Distribution of Ripple Response Parameters
    (1994) Versnel, H.; Kowalski, Nina; Shamma, S.A.; ISR
    We examined the columnar and topographic distribution of response parameters using spectral ripples and tonal stimuli in the primary auditory cortex (AI) of the barbiturate-anesthetized ferret. The ripple stimuli consisted of broadband stimuli (1-20 kHz) with sinusoidally modulated spectral envelopes.

    Responses to ripples were parametrized in terms of characteristic ripple Wo(ripple frequency where the magnitude of the ripple transfer function is maximal, i.e., where the cell responds best) and characteristic phase Fo (intercept of the phase of the ripple transfer function, i.e., phase where the cell responds best). The response area (measured with tones) was parametrized in terms of its excitatory bandwidth at 20 dB above threshold (BW20), and its asymmetry as reflected by the directional sensitivity index (C) to frequency-modulated (FM) tones. Columnar organization for the above four parameters was investigated in 66 single units from 23 penetrations. It was confirmed for Wo, Fo, and the C index, but it appeared to be ambiguous for BW20. The response parameters measured from multiunit recordings corresponded closely to those obtained from single units in the same cluster. In a local region, most cells exhibited closely matched, response fields (RFs, inverse Fourier transformed ripple transfer function) and response areas (measured with two-tone stimuli), and had correspondingly similar response parameters to ripples and tones. The topographic distribution of the response parameters across the surface of AI was studied with multiunit recordings in four animals. In all maps, systematic patterns or clustering of, response parameters could be discerned along the isofrequency planes.

    The distribution of the characteristic ripple Wo exhibited two trends. First, along the isofrequency planes, it was largest near the center of AI, gradually decreasing towards the edges of the field where often a secondary maximum was found.

    The second trend occurred along the tonotopic axis where the maximum Wo found in an isofrequency range increases with increasing BF. The tonal bandwidth BW20, which was inversely correlated with Wo, exhibited a similar topographic distribution along the tonotopic axis and the isofrequency planes. The distribution of the characteristic ripple phase, Fo which reflects the asymmetry in the response field, showed a systematic order along the isofrequency axis. At the center of AI symmetric responses (Fo 0) predominated. Towards the edges, the RFs became more asymmetric with Fo < 0 caudally, and Fo > 0 rostrally. The asymmetric response types tended to cluster along repeated bands that paralleled the tonotopic axis. The FM directional sensitivity (C index, reflecting asymmetry of tonal response areas) tends to have similar trends along the isofrequency axis as Fo.

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    Zero-Crossing and Noise Suppression in Auditory Wavelet Transformations
    (1992) Wang, K.; Shamma, S.A.; ISR
    A common sequence of operations in the early stages of most biological sensory systems is a wavelet transform followed by a compressive nonlinearity. In this paper, we explore the contribution of these operations to the formation of robust and perceptually significant representations in the auditory system. It is demonstrated that the neural representation of a complex signal such as speech is derived from a highly reduced version of its wavelet transform, specifically, from the distribution of its locally averaged zero-crossing rates along the temporal and scale axes. It is shown analytically that such encoding of the wavelet transform results in mutual suppressive interactions across its different scale representations. Suppression in turn endows the representation with enhanced spectral peaks and superior robustness in noisy environments. Examples using natural speech vowels are presented to illustrate the results. Finally, we discuss the relevance of these findings to conventional subband coding of speech signals.
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    Minimum Mean Square Error Estimation of Connectivity in Biological Neural Networks
    (1991) Yang, X.; Shamma, S.A.; ISR
    A minimum mean square error (MMSE) estimation scheme is employed to identify the synaptic connectivity in neural networks. This new approach can substantially reduce the amount of data and the computational cost involved in the conventional correlation methods, and is suitable for both nonstationary and stationary neuronal firings. Two algorithms are proposed to estimate the synaptic connectivities recursively, one for nonlinear filtering, the other for linear filtering. In addition, the lower and upper bounds for the MMSE estimator are determined. It is shown that the estimators are consistent in quadratic mean. We also demonstrate that the conventional crossinterval histogram is an asymptotic linear MMSE estimator with an inappropriate initial value. Finally, simulations of both the nonlinear and linear (Kalman filter) estimates demonstrate that the true connectivity values are approached asymptotically.
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    Spectral Gradient Columns in Primary Auditory Cortex: Physiological and Psychoacoustical Correlates
    (1991) Shamma, S.A.; Vranic, S.; Wiser, P.; ISR
    Mapping of the spatial distribution of responses in the primary auditory cortex (AI) reveal that both the gradient of the acoustic spectrum and sensitivity to FM sweep direction are encoded in an orderly manner along the isofrequency planes of AI. Psychoacoustical tests also demonstrate a potential perceptual correlate of the gradient maps, namely the threshold stability and heightened sensitivity of human subjects to the detection of changes in the symmetry of spectral peaks.