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Item Characterizing the Multi-scale Post-fire Forest Structural Change in North American Boreal Forests using Air- and Space-borne Lidar Observations(2024) Feng, Tuo; Duncanson, Laura; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Wildfire is the dominant stand-replacing disturbance regime in boreal North America, shaping the pattern, structure and composition of forested landscapes. Forest losses and gains through wildfires are two linked ecological processes, despite their varied functionalities in terrestrial carbon budgets. Combustion of forest biomass through wildfires results in the release of terrestrial carbon, whereas subsequent forest recovery process would re-sequestrate atmospheric CO2 back to the plants, and therefore at least partially offsets fire-induced carbon emissions. However, the magnitude of forest carbon fluxes and its association with wildfires is highly uncertain, especially under the context of large anomalies in fire regimes during the past few decades due to climate change. To fill the knowledge gaps, this dissertation focuses on integrations of air- and space-borne Light Detection and Ranging (lidar) to assess the magnitudes of forest structure and Aboveground Biomass Density (AGBD) changes with respect to wildfires. This dissertation starts with a systematic evaluation of multi-resolution Ice, Cloud and land Elevation Satellite -2 (ICESat-2) terrain and canopy height estimates over boreal North America. As one of the first ICESat-2 validation studies, this work demonstrates ICESat-2 as a suitable platform for large-scale terrain and canopy height measurements, and further provides a suite of standards for ICESat-2 data filtering over boreal forests. Thereafter, I analyze magnitude of forest structure and AGBD changes through wildfire events with multi-temporal airborne lidar and Landsat. This study establishes quantitative linkages between multispectral and structural measurements of fire effects on forest damage, and further reveals burn severity levels, pre-fire forest structure and fire-return intervals as dominant drivers for the magnitude of forest damage through fires. Finally, this dissertation investigates continental-scale forest recovery rate through a full-collection of high-resolution ICESat-2 observations, Landsat-based disturbance history and multi-decadal climatology records. The forest recovery rates under different warming trend are found to be converging over the past few decades, demonstrated as the growth rate of forests across high-latitudinal North gradually approaching their counterparts over Southern boreal zones. This work further reveals a positive effect of growing season warming on forest deciduousness shift, and concludes that regions with warming and associated increase in deciduous compositions would experience greatest growth rate acceleration. This dissertation leverages the potential of multi-sourced remote sensing datasets to assess spatial extents, magnitudes, and underlying drivers of forest carbon feedbacks to climate change and wildfires over North American boreal ecosystem.Item INTEGRATED MONITORING OF DISTURBANCE AND FOREST ATTRIBUTES(2024) Lu, Jiaming; Huang, Chengquan; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Forests provide numerous ecosystem services and are shaped by historical disturbance events. The intensity of disturbance significantly influences the post-disturbance forest structure, species composition, and subsequent forest regrowth. Under the influence of anthropogenic activities and climate change, disturbance regime has undergone unprecedent changes and is subsequently affecting a suite of interrelated forest attributes that are critical in understanding forests dynamics. Historical large-scale disturbance intensity information is needed for understanding the change in disturbance regimes and create linkage to forest dynamics, but such dataset was not available. Forest attributes can be estimated from the spectral information of remote sensing imagery; however, inconsistency exists among the developed product, and the usage of the dataset is limited by accuracy. To fill the research gaps, this dissertation aims to develop a framework that integrates the historical disturbance and the inter-relationship between forest attributes to provide more consistent, and likely more accurate forest attribute estimations. Age, a key attribute that can be the determinant of many ecosystem processes and tree/forest stand develop stage, was selected as the prototype attribute to study. The dissertation started by producing the first set of annual forest disturbance intensity map products quantifying thepercentage of basal area removal (PBAR) at the 30-m resolution for the CONUS from 1986 to 2015, by integrating field plot measurements collected by the Forest Inventory and Analysis program with time series Landsat observations. Compared to other published disturbance products, the maps derived through this study can provide the unique thematic (intensity) information on forest disturbances, precise details critical for understanding forest dynamics across CONUS over multiple decades. The dissertation then proceeded to quantify individual tree age. The tree age was estimated for every tree in the FIA database (over 10 million trees) across the US from our modeling approach that had higher accuracies than existing studies. The developed tree age dataset allows better characterization of tree age distribution, which is important for understanding the disturbance history, functioning, and growth vigor of forest ecosystems. With the disturbance intensity and tree age dataset, the dissertation was able to develop an integrated modeling approach for the forest age mapping. The forest age and complexity maps were produced for 2015 and 2005. The combination of the two metrics should provide a more comprehensive characterization of the forest development condition. The maps provide valuable information for knowing forest conditions, estimating forest growth and carbon sequestration potential, understanding the relationship between age and other forest attributes, evaluating forest health, and planning sustainable forest management practices. This modeling framework developed by the dissertation will enhance the ability to retrieve forest attributes in a broader scale so that with the remote sensing observation, we can not only provide spatially explicit forest structure information, but also review forest status over the decades. Furthermore, when combined with the ecosystem models, these estimations will provide a better prediction for future vegetation and climate dynamics.Item FINE RESOLUTION ASSESSMENT OF THE CARBON FLUXES FROM CONTEMPORARY FOREST DYNAMICS(2021) Gong, Weishu; Huang, Chengquan; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Current estimation of the Earth’s carbon budget contains large uncertainties, with the largest ones in its terrestrial components. With an overarching goal to improve the understanding of carbon budget at regional to global scales, this study aimed to: 1. Develop a grid-based carbon accounting (GCA) model for estimating carbon fluxes from forest disturbance, tested over North Carolina; 2. Develop a consistent timber product output (TPO) record for a globally important timber production region, including seven states in the southeast U.S.; and 3. Further improve the GCA model based on results from objectives 1 and 2, and use it to derive carbon source/sink estimates for all forest land in North Carolina.The results show that several inputs/parameters such as pre-disturbance carbon density, disturbance intensity, allocation of removed carbon among slash and different wood product pools, and forest growth rates could have large impact on carbon estimates. The total emission between 1986 and 2010 from logging over North Carolina was reduced by one third and two thirds, respectively, when remote sensing-based disturbance intensity and biomass data were used to replace parameter values inherited from the original bookkeeping carbon accounting (BCA) model, and was reduced by over 70% when both were used. Use of the TPO data derived in Chapter 3 to partition the removed carbon among slash and different wood product pools resulted in noticeably higher emission estimates than those derived using the partitioning ratios provided by the original BCA model. In addition, without considering legacy effect from wood products harvested before 1986, the emission value derived using the prompt release method was 50% higher than that derived using the delayed release method. This study addresses multiple sources of uncertainties related to the terrestrial carbon budget. The TPO study demonstrated an approach for deriving consistent TPO records for large timber production regions. The GCA model produced state level carbon estimates comparable to those reported by the U.S. Forest Service while providing critical spatial details needed to support carbon management and advance forest-driven climate change mitigation initiatives.Item Characterizing tree species diversity in the tropics using full-waveform lidar data(2019) Marselis, Suzanne; Dubayah, Ralph; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Tree species diversity is of paramount value to maintain forest health and to ensure that forests are able to provide all vital functions, such as creating oxygen, that are needed for mankind to survive. Most of the world’s tree species grow in the tropical region, but many of them are threatened with extinction due to increasing natural and human-induced pressures on the environment. Mapping tree species diversity in the tropics is of high importance to enable effective conservation management of these highly diverse forests. This dissertation explores a new approach to mapping tree species diversity by using information on the vertical canopy structure derived from full-waveform lidar data. This approach is of particular interest in light of the recently launched Global Ecosystem Dynamics Investigation (GEDI), a full-waveform spaceborne lidar. First, successful derivation of vertical canopy structure metrics is ensured by comparing canopy profiles from airborne lidar data to those from terrestrial lidar. Then, the airborne canopy profiles were used to map five successional vegetation types in Lopé National Park in Gabon, Africa. Second, the relationship between vertical canopy structure and tree species richness was evaluated across four study sites in Gabon, which enabled mapping of tree species richness using canopy structure information from full-waveform lidar. Third, the relationship between canopy structure and tree species richness across the tropics was established using field and lidar data collected in 16 study sites across the tropics. Finally, it was evaluated how the methods and applications developed here could be adapted and used for mapping pan-tropical tree species diversity using future GEDI lidar data products.Item Integrated use of Landsat and Corona data for long-term monitoring of forest cover change and improved representation of its patch size distribution(2016) Song, Danxia; Townshend, John R; Huang, Chengquan; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Forest cover change has profound impact on global carbon cycle, hydrological processes, energy balance, and biodiversity. The primary goal of this dissertation is to improve forest cover change characterization by filling a number of knowledge gaps in forest change studies. These include use of Corona data to extend satellite based forest cover change mapping back to pre-Landsat years in the 1960s, quantification of forest cover change over four decades (1960s – 2005) for a major forested province in China using Corona and Landsat data, and development of more accurate patch size-frequency modeling methods for improved representation of forest disturbances in ecosystem and other spatially explicit models. With comprehensive data coverages in the 1960s, Corona data can be used to extend Landsat-based forest change analysis by up to a decade. The usefulness of such data, however, is hindered by poor geolocation accuracy and lack of multi-spectral bands. In this study, it was demonstrated that combined use of texture features and the advanced support vector machines allowed forest mapping with accuracies of up to 95% using Corona data. Further, a semi-automated method was developed for rapid registration of Corona images with residual errors as low as 100 m. These methods were used to assess the forest cover in the 1960s in Sichuan, a major forest province in China. Together with global forest cover change products derived using Landsat data, these results revealed that the forest cover in Sichuan Province was reduced from 45.19% in the 1960s to 38.98% by 1975 and further down to 28.91% by 1990. It then stayed relatively stable between 1990 and 2005, which contradicted trends reported by inventory data. The turning point between sharp decreases before 1990 and the stable period after 1990 likely reflected transitions in forest policies from focuses on timber production to forest conservation. Representation of forest disturbances in spatially explicit ecosystem models typically relies on patch size-frequency models to allocate an appropriate amount of disturbances to each patch size level. Existing patch size-frequency models, however, do not provide accurate representation of the total disturbance area nor the patch sizes at each frequency level. In this study, a hierarchical method was developed for modeling patch size-frequency distribution. Evaluation of this method over China revealed that it greatly improved the accuracy in representing the patch size at different frequency levels and reduced error in total disturbance area estimation over existing methods from around 40% to less than 10%. The significance of this dissertation is the contribution to improve the characterization of forest cover change by extending the satellite-based forest cover change monitoring back to the 1960s and developing a more accurate patch size distribution model to represent the forest disturbance in ecosystem models. The work in the dissertation has a broader impact beyond developing methods and models, as they provide essential basis to understand the relationship between the long-term change of forest and the socioeconomic transitions. They also improve the capacities of ecosystem and other spatially explicit models to simulate the vegetation dynamics and the resultant biodiversity and carbon dynamics.Item A Forest of Complexity: An Ethnographic Assessment of REDD+ Implementation in Indonesia(2016) Enrici, Ashley; Hubacek, Klaus; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Reducing Emissions from Deforestation and forest Degradation (REDD+) is a global initiative aimed at curbing carbon emissions from forest cover change. Indonesia, one of the most biodiverse places on the planet with the third largest extent of tropical forest, has been extensively involved in REDD+. Despite commitments from the government of Indonesia and the international community, the deforestation rate has not stabilized or decreased in the years since REDD+'s introduction in 2007. As of 2012, it was arguably the highest in the world. While there is an extensive body of literature on REDD+, the need for grounded observations from the field could clarify existing challenges and inform future pursuits. This dissertation presents the results of over two years of ethnographic research in Indonesia on REDD+. Qualitative data collection techniques such as participant observation, site visits and interviews provide a rich tapestry of data that was analyzed in combination with scholarly literature and policy. The research finds that despite a number of changes to laws and regulations resulting from REDD+ implementation in Indonesia, weak institutional capacity and corruption have negated gains. The results of a case study of three REDD+ project sites identify important criteria at the root of success or failure: finance, community, boundary enforcement, monitoring, and outcomes of attempted carbon sequestration and biodiversity preservation. Challenges identified for each criteria include a lack of sufficient funding opportunities; inability to enforce boundaries due to corruption; and lack of a solid plan for involving communities. Carbon sequestration and biodiversity preservation results were mixed due to lack of monitoring and problems with encroachment. Finally the results of the qualitative data collection with stakeholders indicates a crisis of confidence among REDD+ stakeholders; cultural barriers to communication; a disconnect between international rhetoric and local reality; corruption and governance issues resulting in a lack of pathways for project implementation. I argue that changes must be made to Indonesian policy, monitoring technologies must be utilized, and stakeholders need to address some of the problems discussed here in order to save REDD+ from crisis.Item Impact of recent forest management and disturbances on carbon dynamics in the Greater Yellowstone Ecosystem(2015) Zhao, Feng; Huang, Chengquan; Dubayah, Ralph; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Protected areas are recognized worldwide as being important components of climate change mitigation and adaptation strategies. With increasing interests in quantifying greenhouse gas emissions and potentially managing forests to increase the rate of carbon sequestration, there are urgent needs to quantify impact of forest management and disturbances on carbon dynamics. The overall goal of this study is to quantify the impact of recent forest management and disturbances on forest carbon dynamics in GYE, by integrating forest inventory, remote sensing data and carbon modeling approach. Four specific goals for this study include: (1) Develop a method to compare historical and current fire regimes using time series remote sensing data and a landscape succession model; (2) Assess post-fire and post-harvest forest recovery in GYE using time series remote sensing data; (3) Characterize recent forest management and disturbance history (1984-2011) in GYE using local management record and time series remote sensing data; (4) Quantify the impact of recent forest management and disturbances on carbon dynamics in GYE by linking forest inventory, time series remote sensing and carbon modeling. This dissertation is a synthesized analysis of the impact of recent forest management and disturbance on carbon dynamics in GYE, by integrating forest inventory, remote sensing and C modeling approach. The results of this study could contribute to a better understanding of management-disturbance-carbon interactions over ecosystems with complex management regimes and environmental gradients, such as GYE. This study provides a comprehensive and consistent annualized record of forest disturbances, post-disturbance forest recovery, carbon stocks, and relative impact of forest management and disturbance on carbon dynamics in GYE. Such a record would be useful for informed forest management and policy making, ecosystem conservation and restoration, biodiversity protection and carbon assessment in this region. With the availability of input data nationwide, this approach can be applied to the rest of U.S. for many research and management purposes.Item ASSESSING FOREST BIOMASS AND MONITORING CHANGES FROM DISTURBANCE AND RECOVERY WITH LIDAR AND SAR(2015) Huang, Wenli; Dubayah, Ralph; Sun, Guoqing; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)This dissertation research investigated LiDAR and SAR remote sensing for assessing aboveground biomass and monitoring changes from anthropogenic forest disturbance and post-disturbance recovery. First, waveform LiDAR data were applied to map forest biomass and its changes at different key map scales for the two study sites: Howland Forest and Penobscot Experimental Forest. Results indicated that the prediction model at the scale of individual LVIS footprints is reliable when the geolocation errors are minimized. The evaluation showed that the predictions were improved markedly (20% R2 and 10% RMSE) with the increase of plot sizes from 0.25 ha to 1.0 ha. The effect of disturbance on the prediction model was strong at the footprint level but weak at the 1.0 ha plot-level. Errors reached minimum when footprint coverage approached about 50% of the area of 1.0 ha plots (16 footprints) with no improvement beyond that. Then, a sensitivity analysis was conducted for multi-source L-band SAR signatures, to change in forest biomass and related factors such as incidence angle, soil moisture, and disturbance type. The effect of incidence angle on SAR backscatter was reduced by an empirical model. A cross-image normalization was used to reduce the radiometric distortions due to changes in acquisition conditions such as soil moisture. Results demonstrated that the normalization ensured that the derived biomass of regrowth forests was cross-calibrated, and thus made the detection of biomass change possible. Further, the forest biomass was mapped for 1989, 1994 and 2009 using multi-source SAR data, and changes in biomass were derived for a 15- and a 20-year period. Results improved our understanding of issues concerning the mapping of biomass dynamic using L-ban SAR data. With the increase of plot sizes, the speckle noise and geolocations errors were reduced. Multivariable models were found to outperform the single-term models developed for biomass estimation. The main contribution of this research was an improved knowledge concerning waveform LiDAR and L-band SAR’s ability in monitoring the changes in biomass in a temperate forest. Results from this study provide calibration and validation methods as a foundation for improving the performance of current and future spaceborne systems.Item LINKING ALLOMETRIC SCALING THEORY WITH LIDAR REMOTE SENSING FOR IMPROVED BIOMASS ESTIMATION AND ECOSYSTEM CHARACTERIZATION(2015) Duncanson, Laura; Dubayah, Ralph; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Accurate quantification of forest carbon stocks and fluxes is critical for the successful modeling and mitigation of climate change. This research focuses on forest carbon stock quantification, both in terms of testing emerging remote sensing approaches to forest carbon modeling, and examining allometric equations used to estimate biomass stocks in field plots. First, we test controversial theoretical predictions of forest allometry through the mapping of the allometric variability using field plots across the U.S. we find that there is considerable variability in forest allometry across space, largely driven by local environment and life history. However, in tall forests, allometries tend to converge toward theoretical predictions, suggesting that theory may be a useful constraint on allometry in certain forests. Second, we shift to an analysis of empirical allometries by developing an algorithm to extract individual crown information from forest systems and using it for biomass mapping and allometric equation testing. Third, we test whether individual tree structure bolsters biomass modeling capabilities in comparison to tradition, plot-aggregated LiDAR metrics. As part of this analysis we also test an allometric scaling-based approach to biomass mapping. We find that individual tree-level structure only improves biomass models when there is considerable spatial heterogeneity in the forest. Also, allometric scaling-based only worked in one study site, and failed in the other two sites because there was little or no relationship between basal area and maximum canopy height. Finally, we applied LiDAR datasets to an analysis of the effects of sample size on empirical allometry development. We found that small samples sizes tend to result in an under sampling of large stems, which yields a more linear fit than the true allometry. An assessment of the potential carbon implications of this problem yielded site-level biomass predictions with biases of 10-178%. We suggest that empirical allometric equations developed on small sample sizes, as applied in the U.S., yield potentially large errors in biomass and therefore require careful reassessment. In combination with our findings regarding the spatial variability of forest allometry, we believe that the limiting factor to forest carbon estimation is the use of allometric equations.Item Advancing Indonesian Forest Resource Monitoring Using Multi-Source Remotely Sensed Imagery(2014) Margono, Belinda Arunarwati; Hansen, Matthew C; Geography; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)Tropical forest clearing threatens the sustainability of critically important global ecosystems services, including climate regulation and biodiversity. Indonesia is home to the world's third largest tropical forest and second highest rate of deforestation; as such, it plays an important role in both increasing greenhouse gas emissions and loss of biodiversity. In this study, a method is implemented for quantifying Indonesian primary forest loss by landform, including wetlands. A hybrid approach is performed for quantifying the extent and change of primary forest as intact and degraded types using a per-pixel supervised classification mapping followed by a GIS-based fragmentation analysis. The method was prototyped in Sumatra, and later employed for the entirety of Indonesia, and can be replicated across the tropics in support of REDD+ (Reducing Emissions from Deforestation and forest Degradation) initiatives. Mapping of Indonesia's wetlands was performed using cloud-free Landsat image mosaics, ALOS-PALSAR imagery and topographic indices derived from the SRTM. Results quantify an increasing rate of primary forest loss over Indonesia from 2000 to 2012. Of the 15.79 Mha of gross forest cover loss for Indonesia reported by Hansen et al. (2013) over this period, 38% or 6.02 Mha occurred within primary intact or degraded forests, and increased on average by 47,600 ha per year. By 2012, primary forest loss in Indonesia was estimated to be higher than Brazil (0.84 Mha to 0.47 Mha). Almost all clearing of primary forests (>90%) occurred within degraded types, meaning logging preceded conversion processes. Proportional loss of primary forests in wetlands increased with more intensive clearing of wetland forests in Sumatra compared to Kalimantan or Papua, reflecting a near-exhaustion of easily accessible lowland forests in Sumatra. Kalimantan had a more balanced ratio of wetland and lowland primary forest loss, indicating a less advanced state of natural forest transition. Papua was found to have a more nascent stage of forest exploitation with much of the clearing related to logging activities, largely road construction. Loss within official forest-land uses that restrict or prohibit clearing totaled 40% of all loss within national forest-land, another indication of a dwindling resource. Methods demonstrated in this study depict national scale primary forest change in Indonesia, a theme that until this study has not been quantified at high spatial (30m) and temporal (annual) resolutions. The increasing loss of Indonesian primary forests found in this study has significant implications for climate change mitigation and biodiversity conservation efforts.