A. James Clark School of Engineering

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    Exploiting Causal Reasoning to Improve the Quantitative Risk Assessment of Engineering Systems Through Interventions and Counterfactuals
    (2023) Ruiz-Tagle, Andres; Groth, Katrina; Mechanical Engineering; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    The main strength of quantitative risk assessment (QRA) is to enable risk management by providing causal insights into the risk of an engineering system or process. Bayesian Networks (BNs) have become popular in QRA because they offer an improved causal structure that represents analysts’ knowledge of a system and enable reasoning under uncertainty. Currently, the use of BNs for risk-informed decisions is based solely on associative reasoning, answering questions of the form "If we observe X=x, how likely is it to observe Y=y?” However, risk management in the industry relies on understanding how a system could change in response to external influences (e.g., interventions and decisions) and identifying the causes and mechanisms that could explain the outcome of past events (e.g., accident investigations and lessons learned). This dissertation shows that associative reasoning alone is insufficient to provide these insights, and it provides a framework for obtaining more complex causal insight using BNs with intervention and counterfactual reasoning. Intervention and counterfactual reasoning must be implemented along with BNs to provide more complex insights about the risk of a system. Intervention reasoning answers queries of the form "How does doing X=x change the likelihood of observing Y=y?” and can be used to inform the causal effect of interventions and decisions on the risk and reliability of a system. Counterfactual reasoning answers queries of the form "Had X been X=x' in an event, instead of the observed X=x, could Y have been Y=y', instead of the observed Y=y?” and can be used to learn from past events and improve safety management activities. BNs present a unique opportunity as a risk modeling approach that incorporates the complex causal dependencies present in a system’s variables and allows reasoning under uncertainty. Therefore, exploiting the causal reasoning capabilities of BNs in QRAs can be highly beneficial to improve modern risk analysis. The goal of this work is to define how to exploit the causal reasoning capabilities of BNs to support intervention and counterfactual reasoning in the QRA of complex systems and processes. To achieve this goal, this research first establishes the mathematical background and methods required to model interventions and counterfactuals within a BN approach. Then, we demonstrate the proposed methods with two case studies concerning the risk of third-party excavation damage to natural gas pipelines in the U.S. The first case study showed that the intervention reasoning methods developed in this work produce unbiased causal insights into the effectiveness of implementing new excavation practices. The second case study showed how the counterfactual reasoning methods developed in this work can expand on the lessons learned from an accident investigation on the Sun Prairie 2018 gas explosion by providing new insights into the effectiveness of current damage prevention practices. Finally, associative, intervention, and counterfactual reasoning methods with BNs were integrated into a single model and used to assess the risk of a highly complex challenge for the future of clean energy: excavation damages to natural gas pipelines transporting hydrogen. The impact of this research is a first-of-its-kind approach and a novel set of QRA methods that provide expanded causal insights for understanding failures and accidents in complex engineering systems and processes.
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    DEVELOPMENT OF A RELIABILITY DATA COLLECTION FRAMEWORK FOR HYDROGEN FUELING STATION QRA
    (2021) West, Madison; Groth, Katrina M; Reliability Engineering; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    The wider adoption of hydrogen in multiple sectors of the economy requires that safety and risk issues be rigorously investigated. Quantitative Risk Assessment (QRA) is an important tool for enabling safe deployment of hydrogen fueling stations and is increasingly embedded in the permitting process. However, QRA needs reliability data, and currently the available hydrogen safety databases are not in a format conducive for use in QRA. A review of the International Journal of Hydrogen Energy articles on hydrogen fueling station QRA found that lack of hydrogen reliability data is the most common knowledge gap in this field. This study explores what QRA and reliability data currently look like in the context of hydrogen systems. It then presents a new reliability data collection framework for hydrogen systems that overcomes gaps in existing hydrogen safety databases. Current hydrogen safety data collection tools, H2Tools, HIAD, NREL CDPs, and CHS are analyzed and compared for applicability to QRA. Lessons learned from these data collection tools are extracted and combined with best practices from reliability engineering to create an improved database framework for hydrogen reliability data. This framework aims to standardize the hydrogen fueling stations component hierarchy, failure mode taxonomy, and outline high level elements necessary for adequate reliability data collection suitable for use in QRA. This research establishes the groundwork for a collaborative hydrogen reliability database and the future development of data driven hydrogen safety tools.