Theses and Dissertations from UMD

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New submissions to the thesis/dissertation collections are added automatically as they are received from the Graduate School. Currently, the Graduate School deposits all theses and dissertations from a given semester after the official graduation date. This means that there may be up to a 4 month delay in the appearance of a give thesis/dissertation in DRUM

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    ESTIMATION AND ADAPTIVE ONLINE CORRECTION OF SYSTEMATIC ERRORS IN THE GLOBAL FORECAST SYSTEM (GFS) USING ANALYSIS INCREMENTS
    (2019) Bhargava, Kriti; Kalnay, Eugenia; Carton, James A; Atmospheric and Oceanic Sciences; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    Numerical Weather prediction models have improved drastically in the last few decades with advances in data assimilation, improved parameterization, and ensemble forecasting. Despite these developments, the performance of numerical weather prediction models like the Global Forecast System (GFS) is still limited by errors in the model forecasts. These errors arise from inaccuracies in the initial condition and model’s inability to accurately represent physics, dynamics, and chemical processes. Operation centers generally use an offline correction scheme that corrects the forecast error after the forecast is generated. Past research has shown that another class of correction schemes, the online correction schemes that correct for the forecast errors during the model integration have certain advantages over offline schemes. However, the online schemes tested so far are prohibitive for operation use. The goal of this work is to introduce and test an ``adaptive online correction scheme” based on the methodology developed by (Danforth et al., 2007) that is suitable for operational use is introduced and implemented. As a first step towards correcting the tendency equation, the model errors are estimated using the 6-hr Analysis Increments (AIs). Assuming initial linear error growth and absence of observation bias in the analysis, 6-hr AIs provide a measure of model errors that can later be used to estimate model tendency errors. Seasonal means of 6-hr AIs during the period from 2012-2016 indicate robust model biases despite the changes in the model and data assimilation during that period. Apart from the season means, GFS also has significant periodic errors that are dominated by errors in the diurnal and semi-diurnal cycle. An adaptive online correcting scheme that uses 6-hr AIs, averaged over a moving training period to compute the bias correction term to be added in the model integration equation is then implemented with GFS. The scheme is tested using training periods of different lengths ranging from past 7 to 28 days. This scheme is remarkably stable and reduces the forecasts errors significantly in forecasts all over the globe at lead times of 1 day and shorter and over the tropics at longer lead times. An offline correction scheme was also tested but found to be less effective than the online correction scheme especially at lead times longer than 1-day.
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    APPLICATIONS OF ENSEMBLE FORECAST SENSITIVITY TO OBSERVATIONS FOR IMPROVING NUMERICAL WEATHER PREDICTION
    (2018) Chen, Tse-Chun; Kalnay, Eugenia; Atmospheric and Oceanic Sciences; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    Massive amounts of observations are assimilated every day into modern Numerical Weather Prediction (NWP) systems, and more are being deployed. The large volume of data prevents thorough monitoring and screening (QC) the impact of each assimilated observation using standard observing system experiments (OSEs). The presence of so many observations also makes very difficult to estimate the impact of a new observing system using OSEs. Forecast Sensitivity to Observation using adjoint formulation (AFSO, Langland and Baker, 2004) provides an efficient impact evaluation of each observation on forecasts. We propose 3 applications using the simpler ensemble formulation of FSO (EFSO, Kalnay et al., 2012) to improve NWP, namely (1) online monitoring tool, (2) data selection, and (3) proactive quality control (PQC). We first demonstrate PQC on a simple Lorenz (1996) model, showing that EFSO is able to identify artificially '`flawed" observations. We then show that PQC improves the quality of analysis and forecast of the system, even if the observations are flawless, and the improvement is robust against common sub-optimal of DA configurations in operation. A PQC update method reusing the original Kalman gain is found to be both accurate and computationally efficient. EFSO and PQC are then explored with realistic GFS systems. A close-to-operation GFS-GSI Hybrid En-Var system is used to examine the data monitoring and selection applications. The benefit of the online observation monitoring and data rejection based on EFSO is very apparent. Identifying and deleting detrimental radiance channels results in a forecast improvement. Results obtained on a lower resolution GFS system show that PQC significantly improves the quality of analysis and 5-day forecasts for all variables over the globe. Most of the improvement comes from "cycling" PQC, which accumulates improvements brought by deleting detrimental observations over many cycles, rather than from deleting detrimental observations in the current cycle. Thus we avoid using "future data" in PQC and its implementation is shown to be computationally feasible in NCEP operations.
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    Proactive Quality Control based on Ensemble Forecast Sensitivity to Observations
    (2014) Hotta, Daisuke; Kalnay, Eugenia; Applied Mathematics and Scientific Computation; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    Despite recent major improvements in numerical weather prediction (NWP) systems, operational NWP forecasts occasionally suffer from an abrupt drop in forecast skill, a phenomenon called "forecast skill dropout." Recent studies have shown that the "dropouts" occur not because of the model's deficiencies but by the use of flawed observations that the operational quality control (QC) system failed to filter out. Thus, to minimize the occurrences of forecast skill dropouts, we need to detect and remove such flawed observations. A diagnostic technique called Ensemble Forecast Sensitivity to Observations (EFSO) enables us to quantify how much each observation has improved or degraded the forecast. A recent study (Ota et al., 2013) has shown that it is possible to detect flawed observations that caused regional forecast skill dropouts by using EFSO with 24-hour lead-time and that the forecast can be improved by not assimilating the detected observations. Inspired by their success, in the first part of this study, we propose a new QC method, which we call Proactive QC (PQC), in which flawed observations are detected 6 hours after the analysis by EFSO and then the analysis and forecast are repeated without using the detected observations. This new QC technique is implemented and tested on a lower-resolution version of NCEP's operational global NWP system. The results we obtained are extremely promising; we have found that we can detect regional forecast skill dropouts and the flawed observations after only 6 hours from the analysis and that the rejection of the identified flawed observations indeed improves 24-hour forecasts. In the second part, we show that the same approximation used in the derivation of EFSO can be used to formulate the forecast sensitivity to observation error covariance matrix R, which we call EFSR. We implement the EFSR diagnostics in both an idealized system and the quasi-operational NWP system and show that it can be used to tune the R matrix so that the utility of observations is improved. We also point out that EFSO and EFSR can be used for the optimal assimilation of new observing systems.
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    AN EVALUATION OF HYBRID VARIATIONAL-ENSEMBLE DATA ASSIMILATION FOR THE NCEP GFS
    (2012) Kleist, Daryl Timothy; Ide, Kayo; Atmospheric and Oceanic Sciences; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    Several variants of hybrid data assimilation algorithms have been developed and tested within recent years, particularly for numerical weather prediction (NWP). The hybrid algorithms are designed to combine the strengths of variational and ensemble-based techniques while at the same time attempting to mitigate their weaknesses. One such variational-based algorithm is under development for use with the National Centers for Environmental Prediction's (NCEP) global forecast system (GFS) model. In this work, we attempt to better understand the impact of utilizing a hybrid scheme on the quality of analyses and subsequent forecasts, as well as explore alternative extensions to make better use of the ensemble information within the variational solver. A series of Observing System Simulation Experiments (OSSEs) are carried out. It is demonstrated that analysis and subsequent forecast errors are generally reduced in a 3D-hybrid scheme relative to 3DVAR. Several variational-based 4D extensions are proposed and tested, including the use of a variety of dynamic constraints. A simple approach for hybridizing the 4D-ensemble with a time-invariant contribution is proposed and tested. The 4D variants are shown to be superior to the 3D-hybrid, with positive contributions from static B as well as the dynamic constraint formulations. It is clear from both the 3D and 4D experiments that more sophisticated methods for dealing with inflation and localization in the ensemble update are needed even within the hybrid paradigm. Lastly, a method for applying piecewise scale-dependent weights is proposed and successfully tested. The 3D OSSE-based results are also compared with results from an experiment using real observations to corroborate the findings. It is found that in general, most of the results are comparable, though the positive impact in the real system is more consistent and impressive.
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    ENSEMBLE KALMAN FILTER EXPERIMENTS WITH A PRIMITIVE-EQUATION GLOBAL MODEL
    (2005-06-30) Miyoshi, Takemasa; Kalnay, Eugenia; Meteorology; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    The ultimate goal is to develop a path towards an operational ensemble Kalman filtering (EnKF) system. Several approaches to EnKF for atmospheric systems have been proposed but not systematically compared. The sensitivity of EnKF to the imperfections of forecast models is unclear. This research explores two questions: 1. What are the relative advantages and disadvantages of two promising EnKF methods? 2. How large are the effects of model errors on data assimilation, and can they be reduced by model bias correction? Chapter 2 contains a theoretical review, followed by the FORTRAN development and testing of two EnKF methods: a serial ensemble square root filter (serial EnSRF, Whitaker and Hamill 2002) and a local EnKF (LEKF, Ott et al. 2002; 2004). We reproduced the results obtained by Whitaker and Hamill (2002) and Ott et al. (2004) on the Lorenz (1996) model. If we localize the LEKF error covariance, LEKF outperforms serial EnSRF. We also introduce a method to objectively estimate the optimal covariance inflation. In Chapter 3 we apply the two EnKF methods and the three-dimensional variational method (3DVAR) to the SPEEDY primitive-equation global model (Molteni 2003), a fast but relatively realistic model. Perfect model experiments show that EnKF greatly outperforms 3DVAR. The 2-day forecast "errors of the day" are very similar to the analysis errors, but they are not similar among different methods except in low ensemble dimensional regions. Overall, serial EnSRF outperforms LEKF, but their difference is substantially reduced if we localize the LEKF error covariance or increase the ensemble size. Since LEKF is much more efficient than serial EnSRF when using parallel computers and many observations, LEKF would be the only feasible choice in operations. In Chapter 4 we remove the perfect model assumption using the NCEP/NCAR reanalysis as the "nature" run. The advantage of EnKF to 3DVAR is reduced. When we apply the model bias estimation proposed by Dee and da Silva (1998), we find that the full dimensional model bias estimation fails. However, if instead we assume that the bias is low dimensional, we obtain a substantial improvement in the EnKF analysis.
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    VARIATIONAL DATA ASSIMILATION OF SOIL MOISTURE INFORMATION
    (2005-04-20) Grunmann, Pablo Javier; Kalnay, Eugenia E; Mitchell, Kenneth E; Meteorology; Digital Repository at the University of Maryland; University of Maryland (College Park, Md.)
    This research examines the feasibility of using observations of land surface temperatures (in principle available from satellite observations) to initialize soil moisture (which is not available on a continental scale). This problem is important because it is known that wrong soil moisture initial conditions can negatively affect the skill of numerical weather prediction models. Since this problem requires the availability of a good soil model, considerable effort was devoted to the improvement of several aspects of the NCEP Noah land surface model and its numerical properties (reliability, efficiency, updates and differentiability). When tested against the experimental station data at Champaign, IL collected by Dr. Tilden Meyers of NOAA/ARL, where the surface fluxes, precipitation, and surface temperature were available, the Noah model forced with observed downward radiative surface fluxes and near-surface meteorology, including precipitation, was able to reproduce the observations quite well. A method for data assimilation was developed and tested, in a manner similar to 4-dimensional variational assimilation (4D-Var) in the sense of applying the temporal behavior of the observed variable but with a single spatial dimension (land surface models are typically “column models”, as they do not usually compute horizontal derivatives). The results show that it is indeed possible to assimilate land surface temperature and use it to correct soil moisture initial conditions, which may manifest significant errors if, for example, the precipitation forcing the model is significantly biased. This is true, however, only if the surface forcings besides precipitation are essentially correct. When surface forcing come from the North American Land Data Assimilation System (NLDAS) as they would be available for operational use over the US, the results are not satisfactory. This is because the assimilation changes the soil moisture to correct for problems in the simulated land surface temperature that are at least partially due to other sources of errors, such as the surface radiative fluxes. We suggest that in order to succeed in the soil moisture initialization, more (and more accurate) observations are needed in order to constrain the dependence of the observation part of the cost function solely on soil moisture.