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Item Characterization of Canopy Layering in Forested Ecosystems Using Full Waveform Lidar(MDPI, 2013-04-22) Whitehurst, Amanda S.; Swatantran, Anu; Blair, J. Bryan; Hofton, Michelle A.; Dubayah, RalphCanopy structure, the vertical distribution of canopy material, is an important element of forest ecosystem dynamics and habitat preference. Although vertical stratification, or “canopy layering,” is a basic characterization of canopy structure for research and forest management, it is difficult to quantify at landscape scales. In this paper we describe canopy structure and develop methodologies to map forest vertical stratification in a mixed temperate forest using full-waveform lidar. Two definitions—one categorical and one continuous—are used to map canopy layering over Hubbard Brook Experimental Forest, New Hampshire with lidar data collected in 2009 by NASA’s Laser Vegetation Imaging Sensor (LVIS). The two resulting canopy layering datasets describe variation of canopy layering throughout the forest and show that layering varies with terrain elevation and canopy height. This information should provide increased understanding of vertical structure variability and aid habitat characterization and other forest management activities.Item Sensitivity of Multi-Source SAR Backscatter to Changes in Forest Aboveground Biomass(MDPI, 2015-07-28) Huang, Wenli; Sun, Guoqing; Ni, Wenjian; Zhang, Zhiyu; Dubayah, RalphAccurate estimates of forest aboveground biomass (AGB) after anthropogenic disturbance could reduce uncertainties in the carbon budget of terrestrial ecosystems and provide critical information to policy makers. Yet, the loss of carbon due to forest disturbance and the gain from post-disturbance recovery have not been sufficiently assessed. In this study, a sensitivity analysis was first conducted to investigate: (1) the influence of incidence angle and soil moisture on Synthetic Aperture Radar (SAR) backscatter; (2) the feasibility of cross-image normalization between multi-temporal and multi-sensor SAR data; and (3) the possibility of applying normalized backscatter data to detect forest biomass changes. An empirical model was used to reduce incidence angle effects, followed by cross-image normalization procedure to lessen soil moisture effect. Changes in forest biomass at medium spatial resolution (100 m) were mapped using both spaceborne and airborne SAR data. Results indicate that (1) the effect of incidence angle on SAR backscatter could be reduced to less than 1 dB by the correction model for airborne SAR data; (2) over 50% of the changes in SAR backscatter due to soil moisture could be eliminated by the cross-image normalization procedure; and (3) forest biomass changes greater than 100 Mg·ha−1 or above 50% of 150 Mg·ha−1 are detectable using cross-normalized SAR data.Item Voxel-Based Spatial Filtering Method for Canopy Height Retrieval from Airborne Single-Photon Lidar(MDPI, 2016-09-12) Tang, Hao; Swatantran, Anu; Barrett, Terence; DeCola, Phil; Dubayah, RalphAirborne single-photon lidar (SPL) is a new technology that holds considerable potential for forest structure and carbon monitoring at large spatial scales because it acquires 3D measurements of vegetation faster and more efficiently than conventional lidar instruments. However, SPL instruments use green wavelength (532 nm) lasers, which are sensitive to background solar noise, and therefore SPL point clouds require more elaborate noise filtering than other lidar instruments to determine canopy heights, particularly in daytime acquisitions. Histogram-based aggregation is a commonly used approach for removing noise from photon counting lidar data, but it reduces the resolution of the dataset. Here we present an alternate voxel-based spatial filtering method that filters noise points efficiently while largely preserving the spatial integrity of SPL data. We develop and test our algorithms on an experimental SPL dataset acquired over Garrett County in Maryland, USA. We then compare canopy attributes retrieved using our new algorithm with those obtained from the conventional histogram binning approach. Our results show that canopy heights derived using the new algorithm have a strong agreement with field-measured heights (r2 = 0.69, bias = 0.42 m, RMSE = 4.85 m) and discrete return lidar heights (r2 = 0.94, bias = 1.07 m, RMSE = 2.42 m). Results are consistently better than height accuracies from the histogram method (field data: r2 = 0.59, bias = 0.00 m, RMSE = 6.25 m; DRL: r2 = 0.78, bias = −0.06 m and RMSE = 4.88 m). Furthermore, we find that the spatial-filtering method retains fine-scale canopy structure detail and has lower errors over steep slopes. We therefore believe that automated spatial filtering algorithms such as the one presented here can support large-scale, canopy structure mapping from airborne SPL data.Item Potential Transient Response of Terrestrial Vegetation and Carbon in Northern North America from Climate Change(MDPI, 2019-09-18) Flanagan, Steven A.; Hurtt, George C.; Fisk, Justin P.; Sahajpal, Ritvik; Zhao, Maosheng; Dubayah, Ralph; Hansen, Matthew C.; Sullivan, Joe H.; Collatz, G. JamesTerrestrial ecosystems and their vegetation are linked to climate. With the potential of accelerated climate change from anthropogenic forcing, there is a need to further evaluate the transient response of ecosystems, their vegetation, and their influence on the carbon balance, to this change. The equilibrium response of ecosystems to climate change has been estimated in previous studies in global domains. However, research on the transient response of terrestrial vegetation to climate change is often limited to domains at the sub-continent scale. Estimation of the transient response of vegetation requires the use of mechanistic models to predict the consequences of competition, dispersal, landscape heterogeneity, disturbance, and other factors, where it becomes computationally prohibitive at scales larger than sub-continental. Here, we used a pseudo-spatial ecosystem model with a vegetation migration sub-model that reduced computational intensity and predicted the transient response of vegetation and carbon to climate change in northern North America. The ecosystem model was first run with a current climatology at half-degree resolution for 1000 years to establish current vegetation and carbon distribution. From that distribution, climate was changed to a future climatology and the ecosystem model run for an additional 2000 simulation years. A model experimental design with different combinations of vegetation dispersal rates, dispersal modes, and disturbance rates produced 18 potential change scenarios. Results indicated that potential redistribution of terrestrial vegetation from climate change was strongly impacted by dispersal rates, moderately affected by disturbance rates, and marginally impacted by dispersal mode. For carbon, the sensitivities were opposite. A potential transient net carbon sink greater than that predicted by the equilibrium response was estimated on time scales of decades–centuries, but diminished over longer time scales. Continued research should further explore the interactions between competition, dispersal, and disturbance, particularly in regards to vegetation redistribution.Item Integrating forest inventory and analysis data into a LIDAR-based carbon monitoring system(Springer Nature, 2014-05-08) Johnson, Kristofer D; Birdsey, Richard; Finley, Andrew O; Swantaran, Anu; Dubayah, Ralph; Wayson, Craig; Riemann, RachelForest Inventory and Analysis (FIA) data may be a valuable component of a LIDAR-based carbon monitoring system, but integration of the two observation systems is not without challenges. To explore integration methods, two wall-to-wall LIDAR-derived biomass maps were compared to FIA data at both the plot and county levels in Anne Arundel and Howard Counties in Maryland. Allometric model-related errors were also considered. In areas of medium to dense biomass, the FIA data were valuable for evaluating map accuracy by comparing plot biomass to pixel values. However, at plots that were defined as “nonforest”, FIA plots had limited value because tree data was not collected even though trees may be present. When the FIA data were combined with a previous inventory that included sampling of nonforest plots, 21 to 27% of the total biomass of all trees was accounted for in nonforest conditions, resulting in a more accurate benchmark for comparing to total biomass derived from the LIDAR maps. Allometric model error was relatively small, but there was as much as 31% difference in mean biomass based on local diameter-based equations compared to regional volume-based equations, suggesting that the choice of allometric model is important. To be successfully integrated with LIDAR, FIA sampling would need to be enhanced to include measurements of all trees in a landscape, not just those on land defined as “forest”. Improved GPS accuracy of plot locations, intensifying data collection in small areas with few FIA plots, and other enhancements are also recommended.Item Local discrepancies in continental scale biomass maps: a case study over forested and non-forested landscapes in Maryland, USA(Springer Nature, 2015-08-16) Huang, Wenli; Swatantran, Anu; Johnson, Kristofer; Duncanson, Laura; Tang, Hao; O’Neil Dunne, Jarlath; Hurtt, George; Dubayah, RalphContinental-scale aboveground biomass maps are increasingly available, but their estimates vary widely, particularly at high resolution. A comprehensive understanding of map discrepancies is required to improve their effectiveness in carbon accounting and local decision-making. To this end, we compare four continental-scale maps with a recent high-resolution lidar-derived biomass map over Maryland, USA. We conduct detailed comparisons at pixel-, county-, and state-level. Spatial patterns of biomass are broadly consistent in all maps, but there are large differences at fine scales (RMSD 48.5–92.7 Mg ha−1). Discrepancies reduce with aggregation and the agreement among products improves at the county level. However, continental scale maps exhibit residual negative biases in mean (33.0–54.6 Mg ha−1) and total biomass (3.5–5.8 Tg) when compared to the high-resolution lidar biomass map. Three of the four continental scale maps reach near-perfect agreement at ~4 km and onward but do not converge with the high-resolution biomass map even at county scale. At the State level, these maps underestimate biomass by 30–80 Tg in forested and 40–50 Tg in non-forested areas. Local discrepancies in continental scale biomass maps are caused by factors including data inputs, modeling approaches, forest/non-forest definitions and time lags. There is a net underestimation over high biomass forests and non-forested areas that could impact carbon accounting at all levels. Local, high-resolution lidar-derived biomass maps provide a valuable bottom-up reference to improve the analysis and interpretation of large-scale maps produced in carbon monitoring systems.Item Implications of allometric model selection for county-level biomass mapping(Springer Nature, 2017-10-18) Duncanson, Laura; Huang, Wenli; Johnson, Kristofer; Swatantran, Anu; McRoberts, Ronald E.; Dubayah, RalphCarbon accounting in forests remains a large area of uncertainty in the global carbon cycle. Forest aboveground biomass is therefore an attribute of great interest for the forest management community, but the accuracy of aboveground biomass maps depends on the accuracy of the underlying field estimates used to calibrate models. These field estimates depend on the application of allometric models, which often have unknown and unreported uncertainties outside of the size class or environment in which they were developed. Here, we test three popular allometric approaches to field biomass estimation, and explore the implications of allometric model selection for county-level biomass mapping in Sonoma County, California. We test three allometric models: Jenkins et al. (For Sci 49(1): 12–35, 2003), Chojnacky et al. (Forestry 87(1): 129–151, 2014) and the US Forest Service’s Component Ratio Method (CRM). We found that Jenkins and Chojnacky models perform comparably, but that at both a field plot level and a total county level there was a ~ 20% difference between these estimates and the CRM estimates. Further, we show that discrepancies are greater in high biomass areas with high canopy covers and relatively moderate heights (25–45 m). The CRM models, although on average ~ 20% lower than Jenkins and Chojnacky, produce higher estimates in the tallest forests samples (> 60 m), while Jenkins generally produces higher estimates of biomass in forests < 50 m tall. Discrepancies do not continually increase with increasing forest height, suggesting that inclusion of height in allometric models is not primarily driving discrepancies. Models developed using all three allometric models underestimate high biomass and overestimate low biomass, as expected with random forest biomass modeling. However, these deviations were generally larger using the Jenkins and Chojnacky allometries, suggesting that the CRM approach may be more appropriate for biomass mapping with lidar. These results confirm that allometric model selection considerably impacts biomass maps and estimates, and that allometric model errors remain poorly understood. Our findings that allometric model discrepancies are not explained by lidar heights suggests that allometric model form does not drive these discrepancies. A better understanding of the sources of allometric model errors, particularly in high biomass systems, is essential for improved forest biomass mapping.Item Estimation of forest aboveground biomass and uncertainties by integration of field measurements, airborne LiDAR, and SAR and optical satellite data in Mexico(Springer Nature, 2018-02-21) Urbazaev, Mikhail; Thiel, Christian; Cremer, Felix; Dubayah, Ralph; Migliavacca, Mirco; Reichstein, Markus; Schmullius, ChristianeInformation on the spatial distribution of aboveground biomass (AGB) over large areas is needed for understanding and managing processes involved in the carbon cycle and supporting international policies for climate change mitigation and adaption. Furthermore, these products provide important baseline data for the development of sustainable management strategies to local stakeholders. The use of remote sensing data can provide spatially explicit information of AGB from local to global scales. In this study, we mapped national Mexican forest AGB using satellite remote sensing data and a machine learning approach. We modelled AGB using two scenarios: (1) extensive national forest inventory (NFI), and (2) airborne Light Detection and Ranging (LiDAR) as reference data. Finally, we propagated uncertainties from field measurements to LiDAR-derived AGB and to the national wall-to-wall forest AGB map. The estimated AGB maps (NFI- and LiDAR-calibrated) showed similar goodness-of-fit statistics (R2, Root Mean Square Error (RMSE)) at three different scales compared to the independent validation data set. We observed different spatial patterns of AGB in tropical dense forests, where no or limited number of NFI data were available, with higher AGB values in the LiDAR-calibrated map. We estimated much higher uncertainties in the AGB maps based on two-stage up-scaling method (i.e., from field measurements to LiDAR and from LiDAR-based estimates to satellite imagery) compared to the traditional field to satellite up-scaling. By removing LiDAR-based AGB pixels with high uncertainties, it was possible to estimate national forest AGB with similar uncertainties as calibrated with NFI data only. Since LiDAR data can be acquired much faster and for much larger areas compared to field inventory data, LiDAR is attractive for repetitive large scale AGB mapping. In this study, we showed that two-stage up-scaling methods for AGB estimation over large areas need to be analyzed and validated with great care. The uncertainties in the LiDAR-estimated AGB propagate further in the wall-to-wall map and can be up to 150%. Thus, when a two-stage up-scaling method is applied, it is crucial to characterize the uncertainties at all stages in order to generate robust results. Considering the findings mentioned above LiDAR can be used as an extension to NFI for example for areas that are difficult or not possible to access.Item Disturbance Distance: quantifying forests’ vulnerability to disturbance under current and future conditions(IOP Publishing, 2017-11-02) Dolan, Katelyn A; Hurtt, George C; Flanagan, Steve A; Fisk, Justin P; Sahajpal, Ritvik; Huang, Chengquan; Page, Yannik Le; Dubayah, Ralph; Masek, Jeffrey GDisturbances, both natural and anthropogenic, are critical determinants of forest structure, function, and distribution. The vulnerability of forests to potential changes in disturbance rates remains largely unknown. Here, we developed a framework for quantifying and mapping the vulnerability of forests to changes in disturbance rates. By comparing recent estimates of observed forest disturbance rates over a sample of contiguous US forests to modeled rates of disturbance resulting in forest loss, a novel index of vulnerability, Disturbance Distance, was produced. Sample results indicate that 20% of current US forestland could be lost if disturbance rates were to double, with southwestern forests showing highest vulnerability. Under a future climate scenario, the majority of US forests showed capabilities of withstanding higher rates of disturbance then under the current climate scenario, which may buffer some impacts of intensified forest disturbance.Item Sensitivity of Multi-Source SAR Backscatter to Changes in Forest Aboveground Biomass(Multidisciplinary Digital Publishing Institute (MDPI), 2015-07-28) Huang, Wenli; Sun, Guoqing; Ni, Wenjian; Zhang, Zhiyu; Dubayah, RalphAccurate estimates of forest aboveground biomass (AGB) after anthropogenic disturbance could reduce uncertainties in the carbon budget of terrestrial ecosystems and provide critical information to policy makers. Yet, the loss of carbon due to forest disturbance and the gain from post-disturbance recovery have not been sufficiently assessed. In this study, a sensitivity analysis was first conducted to investigate: (1) the influence of incidence angle and soil moisture on Synthetic Aperture Radar (SAR) backscatter; (2) the feasibility of cross-image normalization between multi-temporal and multi-sensor SAR data; and (3) the possibility of applying normalized backscatter data to detect forest biomass changes. An empirical model was used to reduce incidence angle effects, followed by cross-image normalization procedure to lessen soil moisture effect. Changes in forest biomass at medium spatial resolution (100 m) were mapped using both spaceborne and airborne SAR data. Results indicate that (1) the effect of incidence angle on SAR backscatter could be reduced to less than 1 dB by the correction model for airborne SAR data; (2) over 50% of the changes in SAR backscatter due to soil moisture could be eliminated by the cross-image normalization procedure; and (3) forest biomass changes greater than 100 Mg·ha−1 or above 50% of 150 Mg·ha−1 are detectable using cross-normalized SAR data.